Compliance meeting notes – July 2024
12.07.2024 – Articles
Rounding up key regulatory and compliance developments to support your monthly compliance agenda.
What’s happened
From Proskauer’s ‘Regulation Round Up’ (July 5th 2024), which covers the latest developments in UK and EU financial services regulation.
Key developments in June 2024:
28 June
PRIIPs Regulation: The Joint Committee of the European Supervisory Authorities (“ESAs”) published an updated version of its Q&As (JC 2023 22) on the Key Information Document under the PRIIPS Regulation (EU/1286/2014).
FCA Handbook: The UK Financial Conduct Authority (“FCA”) published Handbook Notice 120, which sets out changes to the FCA Handbook made by the FCA board on 27 June 2024.