AML rules go west: Expect some pain
17.03.2025 – Articles
While fund managers operating in the UK and Europe are well-versed in cumbersome AML and KYC requirements, as the US regulator plays catch-up, stateside adoption is expected to be painful.
Topics
7 results for "AML"
How to AML
19.11.2024 – Articles
Anti-money laundering regulations have powerfully ramped up in recent years. But given the persistently tough fundraising conditions, often pushing funds towards non-institutional investors and new jurisdictions, keeping on top of AML rules is becoming increasingly difficult.
Horizon scanning
28.10.2024 – Articles
The latest thinking from the CSSF and the FCA on private capital markets’ rules.
How does your fund admin stack up?
02.10.2024 – Articles
Preqin’s latest service provider report ranks prominent fund admins by fund size, AUA, region and more.
Cutting it fine
14.08.2024 – Articles
Two-thirds of GPs hit with governance-related fines or sanctions in the last two years
Transatlantic regulatory roundup: differences in SEC and FCA regulation of fund advisers
18.07.2024 – Contributors
Comparing and contrasting how the SEC and FCA supervise and regulate fund advisers
Compliance meeting notes – July 2024
12.07.2024 – Articles
Rounding up key regulatory and compliance developments to support your monthly compliance agenda.