UK AIFM proposals: Industry calls for a more proportionate approach
24.06.2025 – Articles
Responses to HMT’s Consultation and Call for Input on the future regulation of AIFMs in the UK paint a varied picture.
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7 results for "FCA"
How the UK’s AIFMR proposals misdiagnose private capital markets
27.05.2025 – Articles
The UK risks becoming a regulatory museum; preserving an obsolete EU framework while global capital flies ever more rapidly to the EU and jurisdictions embracing commercial pragmatism.
How to become a compliance influencer
14.04.2025 – Articles
Nine practical steps chief compliance officers can take to move away from the department of no and instead lead people towards good behaviours.
The price is right-ish
10.03.2025 – Articles
The FCA’s review of valuations in private markets found good practice, however, it found the industry lacking when it comes to independence and expertise. Here we unpick the constructive criticism.
How to valuations
26.11.2024 – Articles
Exploring how the regulatory landscape is evolving when it comes to valuations, focusing on the intrinsic complexities of valuing privately held assets
Cutting it fine
14.08.2024 – Articles
Two-thirds of GPs hit with governance-related fines or sanctions in the last two years
Transatlantic regulatory roundup: differences in SEC and FCA regulation of fund advisers
18.07.2024 – Contributors
Comparing and contrasting how the SEC and FCA supervise and regulate fund advisers