AML rules go west: Expect some pain
17.03.2025 – Articles
While fund managers operating in the UK and Europe are well-versed in cumbersome AML and KYC requirements, as the US regulator plays catch-up, stateside adoption is expected to be painful.
Topics
3 results for "SEC"
Fund expenses: An awkward dance
05.03.2025 – Articles
Regulators on both sides of the Atlantic are sharpening their focus on fund expenses; they will find a series of tense manoeuvres between GPs and LPs.
Transatlantic regulatory roundup: differences in SEC and FCA regulation of fund advisers
18.07.2024 – Contributors
Comparing and contrasting how the SEC and FCA supervise and regulate fund advisers